DALTON INVESTMENT ADVISORY SERVICES PRIVATE LIMITED

is a SEBI Registered Investment Advisory Firm

Data for the month ending January, 2026
Sr. No. Received from Pending at end of last month Received Resolved* Total Pending # Pending > 3 months Avg. Resolution time^ (days)
1 Directly from Investors 0 0 0 0 0 0
2 SEBI (SCORES) 0 1 0 1 0 0
3 Other Sources (if any) 0 0 0 0 0 0
Grand Total 0 0 0 0 0 0
* Inclusive of complaints of previous months resolved in the current month.
# Inclusive of complaints pending as on the last day of the month.
^ Average Resolution time is the sum total of time taken to resolve each complaint, in days, in the current month divided by total number of complaints resolved in the current month.

DALTON INVESTMENT ADVISORY SERVICES PRIVATE LIMITED

is a SEBI Registered Investment Advisory Firm

Data for the month ending January, 2026
Sr. No. Received from Pending at end of last month Received Resolved* Total Pending # Pending > 3 months Avg. Resolution time^ (days)
1 Directly from Investors 0 0 0 0 0 0
2 SEBI (SCORES) 0 1 0 1 0 0
3 Other Sources (if any) 0 0 0 0 0 0
Grand Total 0 0 0 0 0 0
* Inclusive of complaints of previous months resolved in the current month.
# Inclusive of complaints pending as on the last day of the month.
^ Average Resolution time is the sum total of time taken to resolve each complaint, in days, in the current month divided by total number of complaints resolved in the current month.
Compliance

Disclosure with respect to compliance with Annual compliance audit requirement under Regulation
19(3) of SEBI (Investment Advisers) Regulations, 2013 for last financial years are as under:

Sr. noFinancial YearCompliance Audit StatusRemarks, If any
1FY 2023-24Completed–
2FY 2024-25Completed–