DALTON INVESTMENT ADVISORY SERVICES PRIVATE LIMITED

is a SEBI Registered Investment Advisory Firm

Data for the month ending February, 2026
Sr. No. Received from Pending at end of last month Received Resolved* Total Pending # Pending > 3 months Avg. Resolution time^ (days)
1 Directly from Investors 0 0 0 0 0 0
2 SEBI (SCORES) 1 2 1 2 0 24
3 Other Sources (if any) 0 0 0 0 0 0
Grand Total 0 0 0 0 0 0
* Inclusive of complaints of previous months resolved in the current month.
# Inclusive of complaints pending as on the last day of the month.
^ Average Resolution time is the sum total of time taken to resolve each complaint, in days, in the current month divided by total number of complaints resolved in the current month.

DALTON INVESTMENT ADVISORY SERVICES PRIVATE LIMITED

is a SEBI Registered Investment Advisory Firm

Data for the month ending February, 2026
Sr. No. Received from Pending at end of last month Received Resolved* Total Pending # Pending > 3 months Avg. Resolution time^ (days)
1 Directly from Investors 0 0 0 0 0 0
2 SEBI (SCORES) 1 2 1 2 0 24
3 Other Sources (if any) 0 0 0 0 0 0
Grand Total 0 0 0 0 0 0
* Inclusive of complaints of previous months resolved in the current month.
# Inclusive of complaints pending as on the last day of the month.
^ Average Resolution time is the sum total of time taken to resolve each complaint, in days, in the current month divided by total number of complaints resolved in the current month.
Grievance Redressal






In case of any grievance/complaint against Dalton Investment Advisory Private Limited, please contact the:

Principal Officer : Mr. Siva Thiravidamony
Email: siva@daltonadvisory.in

Compliance Officer: Ms.Upama Roy
Email: upama@daltonadvisory.in

Contact No: 022 62886198


GRIEVANCE REDRESSAL / ESCALATION MATRIX
Details of Designation Contact Person Name Address (Physical Location) Contact No. Email-Id Working Hours
Customer Care NA NA NA NA NA
Head of Customer Care NA NA NA NA NA
Compliance Officer Upama Roy 3rd floor, Prudential building, Hiranandani gardens, Powai, Mumbai-400076 022-62886198 upama@daltonadvisory.in 09:00 AM to 05:00 PM
CEO NA NA NA NA NA
Principal Officer Siva Thiravidamony 3rd floor, Prudential building, Hiranandani gardens, Powai, Mumbai-400076 022-62886198 siva@daltonadvisory.in 09:00 AM to 05:00 PM

Grievance Redressal Mechanism (for Accessibility Issues)

1. Dedicated Channels
• Email: upama@daltonadvisory.in
• Helpline: 022 62886198 (Mon–Fri, 9:00 AM – 5:00 PM)
In case of any accessibility related grievance, please fill and submit the issue.

2. Escalation Matrix for Accessibility
• Level 1: Nodal Officer – Ms.Upama Roy, Email: upama@daltonadvisory.in, Contact: 022 62886198
• Level 2: Director – Mr.Siva Thiravidamony, Email: siva@daltonadvisory.in, Contact: 022 62886198

Registered Office Address:
Cowrks,
3rd floor, Prudential Building,
Hiranandani Gardens, Powai,
Mumbai, Maharashtra, India – 400076

Grievance Redressal:
If not satisfied with the response of Dalton Investment Advisory Private Limited, you may lodge your grievances on the following platforms:

1. ODR Portal: As per SEBI circular no. SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/131 dated July 31, 2023, a common Online Dispute Resolution Portal (“ODR Portal”) has been established for resolving disputes in the Indian Securities Market through conciliation and online arbitration.
Access the ODR Portal here: https://smartodr.in/

2. SEBI SCORES Platform: You may also lodge complaints with SEBI at http://scores.sebi.gov.in or via the SEBI SCORES mobile app. You can write to any of the SEBI offices as well.

For any queries, feedback, or assistance, contact SEBI’s toll-free helpline:
1800 22 7575 or 1800 266 7575.